401(k) Services For Plan Sponsors

*Clearing and custody services provided by Fidelity Brokerage Services LLC. Member NYSE/SIPC
There are two major risks that employers have when providing 401(k) programs to their employees:
- The first is the exposure from future claims by participants (or their families) that their 401(k) was not managed properly.
- The second is the exposure from future claims by participants that they were not given adequate investment advice.
Acting as a co-fiduciary under ERISA, Certified Advisory Corp, an SEC Registered Investment Advisor, mitigates employer liability against 404(a) claims by plan participants. WE PUT IT IN WRITING!
As a provider of investment advice, Morningstar® Associates, acts as a fiduciary to plan participants. Through its affiliation with Certified Benefits Corp, a Third Party Administrator and Recordkeeper, Morningstar® Associates supports 404(c) compliance by offering employees in-depth education regarding their investment alternatives. WE PUT IT IN WRITING!
This unique combination of an SEC Registered Investment Advisor and a state-of-the-art Third Party Administrator and Recordkeeper creates The Certified Difference!TM
To arrange a complimentary consultation click here or call
(407) 869-9800 or e-mail us at Plan@FinancialGroup.com
Thank You!

Certified Financial Group, Inc.
Certified Advisory Corp · Certified Benefits Corp · Certified Insurance Corp
1111 Douglas Avenue · Altamonte Springs, Florida 32714-2033
(407) 869-9800 · (800) 393-9900
Planning Tomorrow...Today!®
All practitioners are registered representatives of
TransAm Securities, Inc., a registered broker/dealer - Member FINRA, SIPC
Fee Planning and Asset Management through Certified Advisory Corp,
an SEC-Registered Investment Advisory Firm
Employee Benefit Planning through Certified Benefits Corp
Risk Management through Certified Insurance Corp
|